Case Studies

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108 results found. Viewing page 5 of 6

Case Study Title
SEC Enforcement Action - Injunction
Negotiation of Art Consignment Agreement
ADT Operations, Inc. v. Chase Manhattan Bank, N. A.,
NYC Comptroller Investigation
FINRA Enforcement Action against broker-dealer and its principal.
Appeal of NYS Division of Human Rights’ Decision
Representation of Audit Committee in SEC review of financial statements
SEC Investigation of Hedge Fund Manager
Elimination of Workers’ Compensation Penalties
Lease of a West Chelsea art gallery
Reduction of unemployment audit assessment
FINRA Investigation of Broker-dealer
Information included on Form ADV
Stopped infringement of client’s design patent by a foreign firm
Secured an injunction against infringement of copyright in client’s photograph
Secured preliminary injunction against trademark infringer
Appeal defeated, client proceeds with case
Merger and Equity Raise
Hedge fund recovers for attorney malpractice
Resolved claims of discrimination and unpaid commissions

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108 results found. Viewing page 5 of 6

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