Beth Smigel 0143 2

 

Beth Smigel

Partner smigel@thsh.com 212-702-3176 LinkedIn

Practice Areas

Areas of Focus

  • Investment Advisers Act of 1940
  • Formation of hedge funds
  • Investment adviser registration and SEC compliance
Beth Smigel 0143 2

Beth Smigel

Partner smigel@thsh.com 212-702-3176 LinkedIn

Practice Areas

Areas of Focus

  • Investment Advisers Act of 1940
  • Formation of hedge funds
  • Investment adviser registration and SEC compliance

Biography

Beth Smigel is a partner in Tannenbaum Helpern’s Investment Management department. Beth’s practice focuses on advising U.S. and non-U.S. domiciled investment managers with regard to various aspects of their operations, including structuring and launching their hedge funds and private equity funds, drafting and negotiating managed account agreements and service provider agreements, reviewing marketing presentations, conducting legal due diligence with respect to underlying fund investments, and advising the investment managers and their funds with regard to compliance matters arising under the Investment Advisers Act of 1940, the U.S. Securities Act of 1933, the U.S. Investment Company Act of 1940 and the Commodity Exchange Act.

  • Negotiated and structured multi-million dollar investment by state pension plan in US hedge fund
  • Structured, drafted and negotiated dedicated private equity fund for large institutional investor
  • Analyzed U.S. regulatory regime (including SEC and CFTC regulations) for complex of non-U.S. investment advisers

Law School:

  • Northwestern University School of Law, 2000, J.D.
  • Honors: Associates Articles Editor on the Journal of Criminal Law and Criminology

College:

  • University of Pennsylvania , 1996, BA
  • Honors: Cum Laude
  • Kavanah Maloney & Osnato LLP - Winter 2004-Spring 2005
  • Proskauer Rose LLP Fall 2000-Fall 2003
  • New York

Publications

News

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Beth Smigel is a partner in Tannenbaum Helpern’s Investment Management department. Beth’s practice focuses on advising U.S. and non-U.S. domiciled investment managers with regard to various aspects of their operations, including structuring and launching their hedge funds and private equity funds, drafting and negotiating managed account agreements and service provider agreements, reviewing marketing presentations, conducting legal due diligence with respect to underlying fund investments, and advising the investment managers and their funds with regard to compliance matters arising under the Investment Advisers Act of 1940, the U.S. Securities Act of 1933, the U.S. Investment Company Act of 1940 and the Commodity Exchange Act.

  • Negotiated and structured multi-million dollar investment by state pension plan in US hedge fund
  • Structured, drafted and negotiated dedicated private equity fund for large institutional investor
  • Analyzed U.S. regulatory regime (including SEC and CFTC regulations) for complex of non-U.S. investment advisers

Law School:

  • Northwestern University School of Law, 2000, J.D.
  • Honors: Associates Articles Editor on the Journal of Criminal Law and Criminology

College:

  • University of Pennsylvania , 1996, BA
  • Honors: Cum Laude
  • Kavanah Maloney & Osnato LLP - Winter 2004-Spring 2005
  • Proskauer Rose LLP Fall 2000-Fall 2003
  • New York

Sorry, there is no Press related to this Attorney.

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