Beth Smigel 0143 2

 

Beth Smigel

Partner smigel@thsh.com 212-702-3176 LinkedIn

Practice Areas

Areas of Focus

  • Investment Advisers Act of 1940
  • Formation of hedge funds
  • Investment adviser registration and SEC compliance
Beth Smigel 0143 2

Beth Smigel

Partner smigel@thsh.com 212-702-3176 LinkedIn

Practice Areas

Areas of Focus

  • Investment Advisers Act of 1940
  • Formation of hedge funds
  • Investment adviser registration and SEC compliance

Biography

Beth Smigel is a partner in the Tannenbaum Helpern’s Investment Management practice, which focuses on forming, structuring and drafting the offering documents for hedge fund and private equity fund clients and advising such funds with regard to ongoing operational and U.S. regulatory matters. Beth represents a wide range of investment managers, from start-up managers to multi-billion dollar asset managers, located in the U.S. and in numerous non-U.S. jurisdictions. She advises investment managers in various aspects of their businesses, including drafting and negotiating managed account agreements and service provider agreements, conducting legal due diligence with respect to their underlying fund investments, and assisting the managers in complying with numerous regulatory and compliance matters arising under U.S law, including the Investment Advisers Act of 1940, the U.S. Securities Act of 1933, the U.S. Investment Company Act of 1940 and the Commodity Exchange Act. In addition, as a member of the firm’s Cybersecurity and Data Privacy practice, Beth assists financial services clients in complying with the SEC and other regulatory guidelines for addressing cybersecurity risks to their operations.

  • Negotiated and structured multi-million dollar investment by state pension plan in US hedge fund
  • Structured, drafted and negotiated dedicated private equity fund for large institutional investor
  • Analyzed U.S. regulatory regime (including SEC and CFTC regulations) for complex of non-U.S. investment advisers

Law School:

  • Northwestern University School of Law, 2000, J.D.
  • Honors: Associates Articles Editor on the Journal of Criminal Law and Criminology

College:

  • University of Pennsylvania , 1996, BA
  • Honors: Cum Laude
  • Kavanah Maloney & Osnato LLP - Winter 2004-Spring 2005
  • Proskauer Rose LLP Fall 2000-Fall 2003
  • New York

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Beth Smigel is a partner in the Tannenbaum Helpern’s Investment Management practice, which focuses on forming, structuring and drafting the offering documents for hedge fund and private equity fund clients and advising such funds with regard to ongoing operational and U.S. regulatory matters. Beth represents a wide range of investment managers, from start-up managers to multi-billion dollar asset managers, located in the U.S. and in numerous non-U.S. jurisdictions. She advises investment managers in various aspects of their businesses, including drafting and negotiating managed account agreements and service provider agreements, conducting legal due diligence with respect to their underlying fund investments, and assisting the managers in complying with numerous regulatory and compliance matters arising under U.S law, including the Investment Advisers Act of 1940, the U.S. Securities Act of 1933, the U.S. Investment Company Act of 1940 and the Commodity Exchange Act. In addition, as a member of the firm’s Cybersecurity and Data Privacy practice, Beth assists financial services clients in complying with the SEC and other regulatory guidelines for addressing cybersecurity risks to their operations.

  • Negotiated and structured multi-million dollar investment by state pension plan in US hedge fund
  • Structured, drafted and negotiated dedicated private equity fund for large institutional investor
  • Analyzed U.S. regulatory regime (including SEC and CFTC regulations) for complex of non-U.S. investment advisers

Law School:

  • Northwestern University School of Law, 2000, J.D.
  • Honors: Associates Articles Editor on the Journal of Criminal Law and Criminology

College:

  • University of Pennsylvania , 1996, BA
  • Honors: Cum Laude
  • Kavanah Maloney & Osnato LLP - Winter 2004-Spring 2005
  • Proskauer Rose LLP Fall 2000-Fall 2003
  • New York

Sorry, there is no Press related to this Attorney.

Sorry, there are no Events related to this Attorney.

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