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Registered Investment Advisers Are Now Expected to Retain E-Mail

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Registered Investment Advisers Are Now Expected to Retain E-Mail
SEC Finalizes General Solicitation and “Bad Actor” Rules
Revised TIC B Forms May Impact Certain Investment Managers and Private Investment Funds
SEC Finalizes Bad Actor Rules
SEC Proposed Rules Aim at Removing Confusion about the Registration of Affiliated Investment Advisers – Umbrella Registrations
Cert Denied! Supreme Court Lets the Newman Decision Stand
SEC’s Office of Compliance Inspections and Examinations Releases its 2016 Examination Priorities
PATH Amendment to FIRPTA Affecting Non-US Pension Plan Investments in US Real Property
Supreme Court Clarifies “Personal Benefit”: Requirement for Insider Trading Liability
2nd Circuit upholds insider trading conviction of Mathew Martoma, striking down a key holding of Newman
SEC Amendments to Form ADV Effective on October 1, 2017
General Data Protection Regulation Affects Investment Advisors with EU Clientele
So You Want to Manage a Cryptocurrency Fund? U.S. Regulatory Rules to Consider First
SEC Announces 2018 Examination Priorities
Top Six Advisory Fee and Expense Deficiencies Identified by OCIE
Criminal Conviction Highlights the Risk of Insider Trading Liability for Using “Political Intelligence”
What U.S.- Based Investment Advisers Should Know
Does The Supreme Court’s Decision in Lucia Alter the Fairness of SEC Administrative Proceedings
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Business Litigation Bulletin
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Note from the Real Estate Group
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