Anti-Money Laundering

USA PATRIOT Act Update Memorandum: Anti Money Laundering Programs Proposed for Commodity Trading Advisors that Direct Accounts
May 2003

USA PATRIOT Act Update Memorandum: Anti-Money Laundering Programs Proposed for both Registered Investment Advisers and Unregistered Investment Advisers
May 2003

USA PATRIOT Act Update Memorandum: Report to Congress for Anti-Money Laundering Regulations to Apply to Investment Companies
January 2003

USA PATRIOT Act Update Memorandum: Interim Final Rule to Extend Deferral of Section 352 for Hedge Funds, CPOs and CTAs; U.S. Treasury Report on Section 326
November 2002

USA PATRIOT Act Update Memorandum: U.S. Treasury Releases Proposed Rules to Require "Unregistered Investment Companies" to Adopt an Anti-Money Laundering Program
September 2002

USA PATRIOT Act Update Memorandum: U.S. Treasury Releases Interim Final Rule to Provide Guidance and Clarification on Compliance with Section 312
July 2002

USA PATRIOT Act Update Memorandum: Proposed Rules to Implement Section 326; Changes to FATF List of NCCTs
July 2002

USA PATRIOT Act Update Memorandum: Proposed Regulation to Implement Section 312; Best Practices Identified by the SEC
June 2002

Six Months Temporary Exemption for Hedge Funds to Comply with the USA PATRIOT Act
May 2002