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Strategies for Managing the Alphabet Soup of Fund Regulatory & Tax Requirements

September 16, 2014

Operations for Alternatives (OFA)

Tannenbaum Helpern's Ricardo Davidovich moderated a panel discussion on the regulatory environment for funds and strategies used to comply with new mandates. Topics included SEC regulations such as procedures for onboarding foreign accounts into compliance with FATCA, or managing compliance with Swap Execution Facilities (SEFs) under Dodd-Frank and industry commentary on the types of things the SEC is looking for during examinations.



 

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