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Insights into the SEC Exam Experience

May 18, 2016

Tannenbaum Helpern’s Michael G. Tannenbaum spoke on a panel with other industry experts who shared their unique perspectives on the knowledge needed to stay one step ahead in the SEC exam space this year. The event was moderated by RSM and concluded with cocktails and networking overlooking the Long Island Sound in Stamford. Topics of discussion included: current regulatory environment, how regulations are affecting SEC exam preparation and how to target efforts in light of current SEC focus areas. For more information click here.


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