Insights into the SEC Exam Experience

May 18, 2016

Tannenbaum Helpern’s Michael G. Tannenbaum spoke on a panel with other industry experts who shared their unique perspectives on the knowledge needed to stay one step ahead in the SEC exam space this year. The event was moderated by RSM and concluded with cocktails and networking overlooking the Long Island Sound in Stamford. Topics of discussion included: current regulatory environment, how regulations are affecting SEC exam preparation and how to target efforts in light of current SEC focus areas. For more information click here.

Practice Areas

Corporate, Capital Formation & Securities Law

Creditors' Rights & Business Reorganization

Cybersecurity and Data Privacy

Employment Law

Family Office

Investment Management

Franchise Law, Distribution and E-Commerce

Governmental and Regulatory Investigations

Intellectual Property

Litigation and Dispute Resolution

Real Estate, Construction and Environmental Law

Staffing Industry

Tax Law

Technology, Outsourcing and Telecommunications

Trusts and Estates, Private Client & Tax Exempt Organizations

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