SEC Enforcement Action - Injunction
Case Title: |
SEC Enforcement Action - Injunction |
Practice Area: |
Governmental and Regulatory Investigations |
Case Desc: |
Representation of company based outside the U.S. offering securities in the US. Negotiated settlement with the Securities and Exchange Commission involving an injunction, without admitting or denying violations, and no monetary penalties or other sanctions. |
Attorney(s): |
Ralph A. Siciliano |
Industry: |
Financial Services
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