SEC Enforcement Action - Injunction
| Case Title: |
SEC Enforcement Action - Injunction |
| Practice Area: |
Governmental and Regulatory Investigations |
| Case Desc: |
Representation of company based outside the U.S. offering securities in
the US. Negotiated settlement with the Securities and Exchange Commission
involving an injunction, without admitting or denying violations, and
no monetary penalties or other sanctions. |
| Attorney(s): |
Ralph A. Siciliano |
| Industry: |
Private Investment Funds
|