Beth Smigel is partner in the firm's Financial Services, Private Funds
and Capital Markets department. Beth's practice includes forming and
structuring domestic and offshore private investment funds (including
hedge funds and private equity funds) and advising with respect to ongoing
operational and U.S. regulatory matters for the funds. In addition, Beth
advises U.S. and non-U.S. investment advisers with respect to registration
(and exemptions therefrom) under the U.S. Investment Advisers Act of 1940
and compliance matters arising thereunder, including assisting in preparation
of compliance manuals and code of ethics. Beth also counsels investment
advisers, fund operators and investment funds with regard to various U.S.
regulatory matters, including those arising under the U.S. Securities
Act of 1933, the U.S. Investment Company Act of 1940, the Commodity Exchange
Act as well as SEC, FINRA, NFA, CFTC and Blue Sky compliance and registration issues.
Beth Smigel has or will serve as a speaker, moderator, event chair or panelist
for the following events:
Areas of Focus:
Privacy | Attorney Advertising
Tannenbaum Helpern Syracuse & Hirschtritt LLP provides legal advice only to individuals or entities with which it has established an attorney-client relationship and such advice is based on the particular facts and circumstances of each matter. Contacting us through this site, or otherwise, will not establish an attorney-client relationship with us. Any e-mail or other communication sent to THSH or its lawyers through this site will not be treated as subject to the attorney-client privilege or as otherwise confidential and you should not include any confidential information in any such communication.