Tannenbaum Helpern Syracuse & Hirschtritt, LLP
About Us Careers Contact Us Search
Home Practice Areas Industries Case Results Attorneys Publications Events Press Room

Beth Smigel

Phone: 212-702-3176

Attorneys » S » Beth Smigel

Beth Smigel


Beth Smigel is a partner in the Tannenbaum Helpern’s Investment Management, which focuses on forming, structuring and drafting the offering documents for hedge fund and private equity fund clients and advising such funds with regard to ongoing operational and U.S. regulatory matters. Beth represents a wide range of investment managers, from start-up managers to multi-billion dollar asset managers, located in the U.S. and in numerous non-U.S. jurisdictions. She advises investment managers in various aspects of their businesses, including drafting and negotiating managed account agreements and service provider agreements, conducting legal due diligence with respect to their underlying fund investments, and assisting the managers in complying with numerous regulatory and compliance matters arising under U.S law, including the Investment Advisers Act of 1940, the U.S. Securities Act of 1933, the U.S. Investment Company Act of 1940 and the Commodity Exchange Act. In addition, as a member of the firm’s Cybersecurity and Data Privacy practice, Beth assists financial services clients in complying with the SEC and other regulatory guidelines for addressing cybersecurity risks to their operations.

Significant Matters

  • Negotiated and structured multi-million dollar investment by state pension plan in US hedge fund
  • Structured, drafted and negotiated dedicated private equity fund for large institutional investor
  • Analyzed U.S. regulatory regime (including SEC and CFTC regulations) for complex of non-U.S. investment advisers

Beth Smigel has or will serve as a speaker, moderator, event chair or panelist for the following events:

  • Implementing Title IV of Dodd-Frank: An Overview of the SEC's Rule Making | CLE presentation | July 2011

Areas of Focus:

  • Investment Advisers Act of 1940
  • Formation of hedge funds
  • Investment adviser registration and SEC compliance


Law School:

  • Northwestern University School of Law, 2000, J.D.
  • Honors: Associates Articles Editor on the Journal of Criminal Law and Criminology


  • University of Pennsylvania , 1996, BA
  • Honors: Cum Laude

Prior Affiliations:

  • Kavanah Maloney & Osnato LLP - Winter 2004-Spring 2005
  • Proskauer Rose LLP Fall 2000-Fall 2003

Bar Admissions:

  • New York
Like us on FaceBook Follow us on Twitter Get LinkedIn with us Pin It! Email Us Print this Page

Sitemap |Terms of Use | Privacy | Attorney Advertising

Tannenbaum Helpern Syracuse & Hirschtritt LLP provides legal advice only to individuals or entities with which it has established an attorney-client relationship and such advice is based on the particular facts and circumstances of each matter. Contacting us through this site, or otherwise, will not establish an attorney-client relationship with us. Any e-mail or other communication sent to THSH or its lawyers through this site will not be treated as subject to the attorney-client privilege or as otherwise confidential and you should not include any confidential information in any such communication.